ordinary brokerage transactions and transactions in which the broker-dealer solicits purchasers;
No Broker. [[Organization C:Organization]] has not dealt with any broker, investment banker, agent, or other person, except for [[Organization B:Organization]], who may be entitled to any commission or compensation in connection with the sale of Purchased Assets pursuant to this Agreement.
No Broker. Landlord and Tenant represents and warrants to the other that it dealt with no agent or broker in bringing about or procuring this Agreement. Each of Landlord and Tenant hereby indemnifies and holds the other harmless from any and all claims, demands, suits, judgments and costs, including reasonable attorneys’ fees, which may arise out of the failure of this representation and warranty by such party.
No Broker. Neither Narrate, nor any of its managers, members, agents, representatives or employees, as applicable, has employed or engaged any broker or finder or incurred any liability for any brokerage fees, commissions or finders' fees in connection with the transactions contemplated by this Agreement.
Broker-Assisted. By delivering a properly executed exercise notice to the Company together with a copy of irrevocable instructions to a broker to deliver promptly to the Company the amount of sale or loan proceeds necessary to pay the exercise price and the amount of any required tax or other withholding obligations.
Broker Commissions. Each Party shall be responsible for commissions, fees and expenses of brokers and agents engaged by or claiming through or under it in connection with the Transaction.
No Broker. No broker, investment banker or other person is entitled to any broker’s, finder’s or other similar fee or commission in connection with the execution and delivery of this Agreement or the consummation of any of the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Option Holder.
Are you a broker-dealer registered pursuant to Section 15 of the Exchange Act?
Initial The undersigned certifies that it is a broker-dealer registered pursuant to §15 of the Securities Exchange Act of 1934.
All other services related to the Offering, other than services that # are to be performed by the Dealer Manager, # the Company elects to perform directly or # would require the Advisor to register as a broker-dealer with the SEC, FINRA or any state.
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