Example ContractsClausesbroker dealer statusIdentical
Broker Dealer Status
Broker Dealer Status contract clause examples

All other services related to the Offering, other than services that # are to be performed by the Dealer Manager, # the Company elects to perform directly or # would require the Advisor to register as a broker-dealer with the SEC, FINRA or any state.

ADVISORY AGREEMENT
Source: SEC EDGAR database • Date: May 12, 2016 • SIC: 6798 • CIK: 6798
ADVISORY AGREEMENT
Source: SEC EDGAR database • Date: September 14, 2016 • SIC: 6798 • CIK: 6798

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