Example ContractsClausesSEC Provisions
SEC Provisions
SEC Provisions contract clause examples

SEC Provisions. The Employee understands that nothing contained in this Agreement limits the Employee’s ability to file a charge or complaint with the Securities and Exchange Commission (“SEC”). The Employee further understands that this Agreement does not limit the Employee’s ability to communicate with the SEC or otherwise participate in any investigation or proceeding that may be conducted by the SEC, including providing documents or other information, without notice to the Company. This Agreement does not limit the Employee’s right to receive an award for information provided to the SEC. This [Section 7.1(a)] applies only for the period of time that the Company is subject to the Dodd-Frank Act.

SEC Notices. Promptly, and in any event within five (5) Business Days after receipt thereof by any Loan Party or any Subsidiary thereof, copies of any material written notice or other material written 1204724.01-CHISR02A - MSW

SEC Matters. To the knowledge of the Borrower, neither the Borrower, nor any current or past officer or director of the Borrower has ever been sanctioned, disciplined, fined, and/or imprisoned for any violations of any securities laws of the United States or any other jurisdiction.

SEC Filings. The Receiving Party may disclose the terms of this Agreement if, in the opinion of the Receiving Party’s counsel, such disclosure is required by Applicable Law or the rules of a stock exchange on which the securities of the Receiving Party are listed (or to which an application for listing has been submitted); provided that the Receiving Party shall # submit the proposed disclosure in writing to the Disclosing Party as far in advance as reasonably practicable (and in no event less than ​ prior to the anticipated date of disclosure) so as to provide a reasonable opportunity to comment thereon; # make itself available for discussion of such proposed disclosure; and # consider in good faith the comments of the Disclosing Party with respect to such proposed disclosure. The Receiving Party shall consider in good faith the Disclosing Party’s reasonable requests to modify or redact the disclosure to protect the Disclosing Party’s Confidential Information. The Receiving Party shall also, as promptly as practicable, provide the Disclosing Party with a copy of the relevant portions of any SEC comment letter or other communication that expresses an objection by the SEC staff to any redaction or omission of information about, or specific terms or provisions of, the Agreement or any Schedule from such filing, and before publicly disclosing such information or restoring the redacted terms or provisions in the filing, give the Disclosing Party the opportunity to participate in drafting a response to such comments and incorporate the Disclosing Party’s reasonable requests to include in such response the rationale for omitting or redacting such information, terms or provisions. The Receiving Party shall use reasonable efforts to maintain confidential treatment of any disclosure made pursuant to this Section 7.3, including by filing applications for extension with the SEC of any confidential treatment order, during the Term of this Agreement and for a period of ​ thereafter.

SEC Notices. Promptly, and in any event within five (5) Business Days after receipt thereof by any Loan Party or any Material Subsidiary, copies of each notice or other correspondence received from the SEC (or comparable agency in any applicable non-U.S. jurisdiction) concerning any investigation or possible investigation or other inquiry by such agency regarding financial or other operational results of any Loan Party or any Material Subsidiary.

SEC Provisions. The Employee understands that nothing contained in this Agreement limits the Employee’s ability to file a charge or complaint with the Securities and Exchange Commission (“SEC”). The Employee further understands that this Agreement does not limit the Employee’s ability to communicate with the SEC or otherwise participate in any investigation or proceeding that may be conducted by the SEC, including providing documents or other information, without notice [[Organization A:Organization]]. This Agreement does not limit the Employee’s right to receive an award for information provided [[Organization A:Organization]] SEC. This [Section 7.1(a)] applies only for the period of time that the Company is subject [[Organization A:Organization]] Dodd-Frank Act.

SEC Provisions. The Employee understands that nothing contained in this Agreement limits the Employee’s ability to file a charge or complaint with the Securities and Exchange Commission (“SEC”). The Employee further understands that this Agreement does not limit the Employee’s ability to communicate with the SEC or otherwise participate in any investigation or proceeding that may be conducted by the SEC, including providing documents or other information, without notice to the Company. This Agreement does not limit the Employee’s right to receive an award for information provided to the SEC. This [Section 7.1(a)] applies only for the period of time that the Company is subject to the Dodd-Frank Act.

SEC Provisions. The Employee understands that nothing contained in this Agreement limits the Employee’s ability to file a charge or complaint with the Securities and Exchange Commission (“SEC”). The Employee further understands that this Agreement does not limit the Employee’s ability to communicate with the SEC or otherwise participate in any investigation or proceeding that may be conducted by the SEC, including providing documents or other information, without notice [[Organization A:Organization]]. This Agreement does not limit the Employee’s right to receive an award for information provided [[Organization A:Organization]] SEC. This [Section 7.1(a)] applies only for the period of time that the Company is subject [[Organization A:Organization]] Dodd-Frank Act.

SEC Provisions. The Employee understands that nothing contained in this Agreement limits the Employee’s ability to file a charge or complaint with the Securities and Exchange Commission (“SEC”). The Employee further understands that this Agreement does not limit the Employee’s ability to communicate with the SEC or otherwise participate in any investigation or proceeding that may be conducted by the SEC, including providing documents or other information, without notice [[Organization A:Organization]]. This Agreement does not limit the Employee’s right to receive an award for information provided [[Organization A:Organization]] SEC. This [Section 7.1(a)] applies only for the period of time that the Company is subject [[Organization A:Organization]] Dodd-Frank Act.

SEC Filings. Promptly after the same are available, copies of each annual report, proxy or financial statement or other report or communication sent to the stockholders of the Borrower, and copies of all annual, regular, periodic and special reports and registration statements which the Borrower may file or be required to file with the SEC under Section 13 or 15(d) of the Exchange Act, or with any national securities exchange, and in any case, not otherwise required to be delivered to the Administrative Agent pursuant hereto.

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