Example ContractsClausesRepresentation Dates; Certificate
Representation Dates; Certificate
Representation Dates; Certificate contract clause examples

Representation Dates; Certificate. On or prior to the date of the first Placement Notice delivered by the Company to the Agent (such date, the “First Placement Date”) and each time the Company:

Representation Dates; Certificate. On or prior to the date on which the Company first delivers a Placement Notice pursuant to this agreement (the “First Placement Notice Date”) and each time the Company:

Representation Dates; Certificate. On the date of this Agreement and within five (5) Trading Days of each time the Partnership:

Representation Dates; Certificate. Each time during the term of this Agreement that the Company:

Representation Dates; Certificate. On or prior to the date of the first Placement Notice hereunder and each time the Company # amends or supplements the Registration Statement or the Prospectus relating to the Placement Shares (other than a prospectus supplement filed in accordance with [Section 7(l)] of this Agreement) by means of a post-effective amendment, sticker, or supplement but not by means of incorporation of document(s) by reference to the Registration Statement or the Prospectus relating to the Placement Shares; # files an annual report on Form 10-K under the Exchange Act; # files its quarterly reports on Form 10-Q under the Exchange Act; or # files a current report on Form 8-K containing amended financial information (other than information “furnished” pursuant to Items 2.02 or 7.01 of Form 8-K) under the Exchange Act (each date of filing of one or more of the documents referred to in [clauses (i) through (iv)] shall be a "Representation Date"); the Company shall furnish the Agent with a certificate, in the form attached hereto as [Exhibit 7](m) within three (3) Trading Days of any Representation Date. The requirement to provide a certificate under this [Section 7(m)] shall be waived for any Representation Date occurring at a time at which no Placement Notice is pending, which waiver shall continue until the earlier to occur of the date the Company delivers a Placement Notice hereunder (which for such calendar quarter shall be considered a Representation Date) and the next occurring Representation Date; provided, however, that such waiver shall not apply for any Representation Date on which the Company files its annual report on Form 10-K. Notwithstanding the foregoing, if the Company subsequently decides to sell Placement Shares following a Representation Date when the Company relied on such waiver and did not provide the Agent with a certificate under this [Section 7(m)], then before the Company delivers the Placement Notice or the Agent sells any Placement Shares, the Company shall provide the Agent with a certificate, in the form attached hereto as [Exhibit 7](m), dated the date of the Placement Notice.

Representation Dates; Certificate. Prior to the submission of the first Placement Notice and within five (5) trading days of each time the Company:

Representation Dates; Certificate. On or prior to the First Delivery Date and each time the Company # files the Prospectus relating to the Placement Shares or amends or supplements the Registration Statement or the Prospectus relating to the Placement Shares (other than a prospectus supplement filed in accordance with Section 7(l) of this Agreement) by means of a post-effective amendment, sticker, or supplement but not by means of incorporation of document(s) by reference to the Registration Statement or the Prospectus relating to the Placement Shares; # files an annual report on Form 10-K under the Exchange Act; # files its quarterly reports on Form 10-Q under the Exchange Act; or # files a report on Form 8-K containing amended financial information (other than an earnings release) under the Exchange Act (each date of filing of one or more of the documents referred to in [clauses (i) through (iv)] shall be a "Representation Date"); the Company shall furnish Cowen with a certificate, in the form attached hereto as [Exhibit 7](m) within three (3) Trading Days of any Representation Date if requested by Cowen. The requirement to provide a certificate under this Section 7(m) shall be waived for any Representation Date occurring at a time at which no Placement Notice is pending, which waiver shall continue until the earlier to occur of the date the Company delivers a Placement Notice hereunder (which for such calendar quarter shall be considered a Representation Date) and the next occurring Representation Date; provided, however, that such waiver shall not apply for any Representation Date on which the Company files its annual report on Form 10-K. Notwithstanding the foregoing, if the Company subsequently decides to sell Placement Shares following a Representation Date when the Company relied on such waiver and did not provide Cowen with a certificate under this Section 7(m), then before the Company delivers the Placement Notice or Cowen sells any Placement Shares, the Company shall provide Cowen with a certificate, in the form attached hereto as [Exhibit 7](m), dated the date of the Placement Notice.

Representation Dates; Certificate. During the term of this Agreement, on or prior to the First Delivery Date and each time the Company # files the Prospectus relating to the Placement Shares or amends or supplements the Registration Statement or the Prospectus relating to the Placement Shares (other than a prospectus supplement filed in accordance with Section 7(l) of this Agreement) by means of a post-effective amendment, sticker, or supplement but not by means of incorporation of document(s) by reference to the Registration Statement or the Prospectus relating to the Placement Shares; # files an annual report on Form 10-K under the Exchange Act; # files its quarterly reports on Form 10-Q under the Exchange Act; or # files a current report on Form 8-K containing amended financial information (other than information “furnished” pursuant to Items 2.02 or 7.01 of Form 8-K) under the Exchange Act (each date of filing of one or more of the documents referred to in [clauses (i) through (iv)] shall be a “Representation Date”); the Company shall furnish Cowen with a certificate, in the form attached hereto as [Exhibit 7](m) within three (3) Trading Days of any Representation Date if requested by Cowen. The requirement to provide a certificate under this Section 7(m) shall be automatically waived for any Representation Date occurring at a time at which no Placement Notice is pending, which waiver shall continue until the earlier to occur of the date the Company delivers a Placement Notice hereunder (which for such calendar quarter shall be considered a Representation Date) and the next occurring Representation Date; provided, however, that such waiver shall not apply for any Representation Date on which the Company files its annual report on Form 10-K. Notwithstanding the foregoing, if the Company subsequently decides to sell Placement Shares following a Representation Date when the Company relied on such waiver and did not provide Cowen with a certificate under this Section 7(m), then before the Company delivers the Placement Notice or Cowen sells any Placement Shares, the Company shall provide Cowen with a certificate, in the form attached hereto as [Exhibit 7](m), dated the date of the Placement Notice.

Representation Dates; Certificate. On or prior to the First Delivery Date and each time the Company # amends or supplements the Registration Statement or the Prospectus relating to the Placement Shares (other than a prospectus supplement filed in accordance with [Section 7(l)] of this Agreement) by means of a post-effective amendment, sticker, or supplement but not by means of incorporation of document(s) by reference to the Registration Statement or the Prospectus relating to the Placement Shares; # files an annual report on Form 10-K under the Exchange Act; # files its quarterly reports on Form 10-Q under the Exchange Act; or # files a current report on Form 8-K under the Exchange Act containing amended audited financial information (other than information “furnished” pursuant to Items 2.02 or 7.01 of Form 8-K under the Exchange Act or to provide disclosure pursuant to Item [[Identifier]] of Form 8-K relating to the reclassification of certain properties as discontinued operations in accordance with Statement of Financial Accounting Standards No. 144 under the Exchange Act) (each date of filing of one or more of the documents referred to in [clauses (i) through (iv)] shall be a “Representation Date”); the Company shall furnish HCW with a certificate, in the form attached hereto as [Exhibit 7](m) within five (5) Trading Days of any Representation Date if requested by HCW. The requirement to provide a certificate under this [Section 7(m)] shall be automatically waived for any Representation Date occurring at a time at which no Placement Notice is pending, which waiver shall continue until the earlier to occur of the date the Company delivers a Placement Notice hereunder (which for such calendar quarter shall be considered a Representation Date, including for purposes of [Sections 7(n) and 7(o)])] hereof) and the next occurring Representation Date; provided, however, that such waiver shall not apply for any Representation Date on which the Company files its annual report on Form 10-K. Notwithstanding the foregoing, if the Company subsequently decides to sell Placement Shares following a Representation Date when the Company relied on such waiver and did not provide HCW with a certificate under this [Section 7(m)], then before the Company delivers the Placement Notice or HCW sells any Placement Shares, the Company shall provide HCW with a certificate, in the form attached hereto as [Exhibit 7](m), dated the date of the Placement Notice.

Representation Dates; Certificate. On the date of this Agreement and within five (5) trading days of each time the Company (each date of filing of one or more of the documents referred to in [clauses (i) through (iv)] shall be a “Representation Date”):

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