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Except as would not reasonably be expected to be material to the EnTrust Funds, taken as a whole, none of the EnTrust Funds, or any of their respective current or former employees or Persons while acting on their behalf, has # engaged in a “prohibited transaction” within the meaning of Section 4975 of the Code or [Section 406] of ERISA that is not covered and exempted by any statutory, regulatory or administrative exemption or # incurred (and there is no pending or, to the Knowledge of the EnTrust Contributor, threatened proceeding which could reasonably be believed to result in the incurrence or imposition of) any penalty, excise tax, fee, disqualification or other similar result arising in connection with or with respect to any current or former ERISA Client.

Except as would not reasonably be expected to be material to the EnTrustPermal Funds, taken as a whole, none of the EnTrustPermal Funds, or any of their respective current or former employees or Persons while acting on their behalf, has # engaged in a “prohibited transaction” within the meaning of Section 4975 of the Code or [Section 406] of ERISA that is not covered and exempted by any statutory, regulatory or administrative exemption or # incurred (and there is no pending or, to the Knowledge of the EnTrustPermal Contributor, threatened proceeding which could reasonably be believed to result in the incurrence or imposition of) any penalty, excise tax, fee, disqualification or other similar result arising in connection with or with respect to any current or former ERISA Client.

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