Investment Company. The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Shares, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended. The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.
DURECT CORP (DRRX) (CIK 0001082038)
Source: SEC EDGAR database • Date: June 20, 2019 • SIC: 2834 • CIK: 2834
ASTROTECH Corp (ASTC) (CIK 0001001907)
Source: SEC EDGAR database • Date: February 16, 2021 • SIC: 3826 • CIK: 3826
Orbital Energy Group, Inc. (OEG) (CIK 0001108967)
Source: SEC EDGAR database • Date: January 15, 2021 • SIC: 5065 • CIK: 5065
SECOND SIGHT MEDICAL PRODUCTS INC (EYES) (CIK 0001266806)
Source: SEC EDGAR database • Date: March 26, 2021 • SIC: 3845 • CIK: 3845
Orbital Energy Group, Inc. (OEG) (CIK 0001108967)
Source: SEC EDGAR database • Date: July 22, 2021 • SIC: 5065 • CIK: 5065
Super League Gaming, Inc. (SLGG) (CIK 0001621672)
Source: SEC EDGAR database • Date: May 15, 2020 • SIC: 7900 • CIK: 7900
aTYR PHARMA INC (LIFE) (CIK 0001339970)
Source: SEC EDGAR database • Date: April 11, 2019 • SIC: 2836 • CIK: 2836
ASTROTECH Corp (ASTC) (CIK 0001001907)
Source: SEC EDGAR database • Date: October 30, 2020 • SIC: 3826 • CIK: 3826
BIOCEPT INC (BIOC) (CIK 0001044378)
Source: SEC EDGAR database • Date: January 18, 2019 • SIC: 8071 • CIK: 8071