Investment Company. The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended. The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.
Oncternal Therapeutics, Inc. (ONCT) (CIK 0001260990)
Source: SEC EDGAR database • Date: May 21, 2020 • SIC: 2834 • CIK: 2834
MoSys, Inc. (MOSY) (CIK 0000890394)
Source: SEC EDGAR database • Date: October 3, 2018 • SIC: 3674 • CIK: 3674
AzurRx BioPharma, Inc. (AZRX) (CIK 0001604191)
Source: SEC EDGAR database • Date: January 4, 2021 • SIC: 2834 • CIK: 2834
AzurRx BioPharma, Inc. (AZRX) (CIK 0001604191)
Source: SEC EDGAR database • Date: March 10, 2021 • SIC: 2834 • CIK: 2834
DIGITAL ALLY INC (DGLY) (CIK 0001342958)
Source: SEC EDGAR database • Date: January 12, 2021 • SIC: 3663 • CIK: 3663
ASENSUS SURGICAL, INC. (ASXC) (CIK 0000876378)
Source: SEC EDGAR database • Date: July 28, 2023 • SIC: 3841 • CIK: 3841
Kintara Therapeutics, Inc. (KTRA, DMPWW) (CIK 0001498382)
Source: SEC EDGAR database • Date: September 28, 2021 • SIC: 2834 • CIK: 2834
ACHIEVE LIFE SCIENCES, INC. (ACHV) (CIK 0000949858)
Source: SEC EDGAR database • Date: June 29, 2020 • SIC: 2835 • CIK: 2835
Arcadia Biosciences, Inc. (RKDA) (CIK 0001469443)
Source: SEC EDGAR database • Date: September 9, 2019 • SIC: 2870 • CIK: 2870