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(h)Cashless Exercise means, if there is a public market for the Shares, the payment of the Exercise Price for Options (i) through a same day sale commitment from the Participant and a FINRA member firm, whereby the Participant irrevocably elects to exercise the Option and to sell a portion of the Shares so purchased to pay the Exercise Price, and whereby the FINRA member firm irrevocably commits upon receipt of such stock to forward the Exercise Price directly to the Company, or (ii) through a margin commitment from the Participant and a FINRA member firm whereby the Participant irrevocably elects to exercise the Option and to pledge the Shares so purchased to the FINRA member firm in a margin account as security for a loan from the FINRA member firm in the amount of the Exercise Price and whereby the FINRA member firm irrevocably commits upon receipt of such Shares to forward the Exercise Price directly to the Company.
"FINRA" means the Financial Industry Regulatory Authority.
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secure authorization of the Financial Industry Regulatory Authority (“FINRA”) and quotation for such Registered
FINRA Member. The Subscriber acknowledges that if it is a Registered Representative of an
Information. To the Company's knowledge, all information provided by the Company's officers and directors in their FINRA Questionnaires to counsel to the Placement Agent specifically for use by counsel to the Placement Agent in connection with its Public Offering System filings (and related disclosure) with FINRA is true, correct and complete in all material respects.
If the Investor is a Registered Representative with a FINRA member firm, have the following acknowledgment
#[[Organization A:Organization]] shall cooperate with any broker-dealer through which a Holder proposes to resell its Registrable Securities in effecting a filing with the FINRA Corporate Financing Department pursuant to FINRA Rule 5110, as requested by any such Holder, and [[Organization A:Organization]] shall pay the filing fee required by such filing within two (2) Business Days of request therefor.
The undersigned FINRA member firm acknowledges receipt of the notice required by the Rules of Fair Practice.
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