The undersigned FINRA Member firm acknowledges receipt of the
“FINRA” means the United States Financial Industry Regulatory Authority.
7.14FINRA Notice of Corporate Action. In connection with the Closing under this Agreement, the Company shall timely file with FINRA an OTC Equity Issuer Notification and any other required notice and filing pursuant to FINRA Rule 6490 and Exchange Act Rule 10b-
If Subscriber is a Registered Representative with an FINRA member
notice required by Rule 3040 of the FINRA Conduct Rules.
is an “institutional account” as defined in FINRA Rule 4512(c);
firm or an affiliated person of an FINRA member firm, have the
Are you affiliated or associated with a FINRA member firm (please check one)?
Registered Broker-Dealer. MP Securities is a broker-dealer registered with the Securities and Exchange Commission under the 1934 Act , is a member in good standing of FINRA, and
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
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