Example ContractsClausesC. Wainwright & Co., Llc
C. Wainwright & Co., Llc
C. Wainwright & Co., Llc contract clause examples

By /s/ [[Person B:Person]]

The Company and Wainwright hereby agree to amend the engagement letter to add the following as new Paragraph C:

Underwritten Offering. If an Offering is an underwritten Offering, the Company and Wainwright shall enter into a customary underwriting agreement in form and substance satisfactory to Wainwright and its counsel.

Gary C. Evans, in the capacity of the representative of the Sellers (“Sellers’ Representative”) in accordance with this Agreement.

[Section C.1-2]2] Eligibility of [Schedule C.1] Retirement Contributions – Certain Participating Affiliates shall be amended effective as of January 1, 2021, to read as follows:

[Schedule C]. [Schedule C] to the 1st Amendment is hereby deleted in its entirety and replaced with new [Schedule C] attached hereto.

Conflicts. The Company acknowledges that Wainwright and its affiliates may have and may continue to have investment banking and other relationships with parties other than the Company pursuant to which Wainwright may acquire information of interest to the Company. Wainwright shall have no obligation to disclose such information to the Company or to use such information in connection with any contemplated transaction.

The Company agrees that if any indemnity sought by an Indemnified Person hereunder is held by a court to be unavailable for any reason then (whether or not Wainwright is the Indemnified Person), the Company and Wainwright shall contribute to the Claim for which such indemnity is held unavailable in such proportion as is appropriate to reflect the relative benefits to the Company, on the one hand, and Wainwright on the other, in connection with Wainwright’s engagement referred to above, subject to the limitation that in no event shall the amount of Wainwright’s contribution to such Claim exceed the amount of fees actually received by Wainwright from the Company pursuant to Wainwright’s engagement. The Company hereby agrees that the relative benefits to the Company, on the one hand, and Wainwright on the other, with respect to Wainwright’s engagement shall be deemed to be in the same proportion as # the total value paid or proposed to be paid or received by the Company pursuant to the applicable Offering (whether or not consummated) for which Wainwright is engaged to render services bears to # the fee paid or proposed to be paid to Wainwright in connection with such engagement.

Placement Agent” means H.C. Wainwright & Co., LLC.

Cash Fee. The Company shall pay to Wainwright a cash fee, or as to an underwritten Offering an underwriter discount, equal to 7.0% of the aggregate gross proceeds raised in each Offering.

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