Example ContractsClausesbroker assisted salesIdentical
Broker Assisted Sales
Broker Assisted Sales contract clause examples

Broker-dealers engaged by the Selling Stockholders may arrange for other brokers-dealers to participate in sales. Broker-dealers may receive commissions or discounts from the Selling Stockholders (or, if any broker-dealer acts as agent for the purchaser of securities, from the purchaser) in amounts to be negotiated, but, except as set forth in a supplement to this Prospectus, in the case of an agency transaction not in excess of a customary brokerage commission in compliance with FINRA Rule 2121; and in the case of a principal transaction a markup or markdown in compliance with FINRA Rule 2121.

REGISTRATION RIGHTS AGREEMENT
Source: SEC EDGAR database • Date: June 28, 2024 • SIC: 3663 • CIK: 3663

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